Home Public administration The Evolution of American Federalism and the Constitutional Struggle for Power

The Evolution of American Federalism and the Constitutional Struggle for Power

The Evolution of American Federalism and the Constitutional Struggle for Power
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Federalism is the governmental ruling system that objectively divides power between the national and regional governments using a constitution. The governmental system, or otherwise what is referred to as the compound form of government, seeks to integrate and combine the general government, either the “central” or “federal” in relation to the nation, and the regional governments, which may either constitute states, territories, provinces, or cantons. A narrower criterion is the mode in which the political body between several states has an internal organization that structures it in a multi-layer concept of political and social life. The political organization in this specific system aims to unite different states in an overarching manner, allowing the states and the larger federal body to maintain their integrity. Federal systems acquire a specific structure by requiring that primary policies be established in some form of negotiation, so that all members have an active share and participation in the general execution of decisions (Bulman-Pozen, Jessica 6). The political guidelines that develop federal governmental systems showcase much interest in bargaining and negotiating coordination among the several power holders. The system continually stresses the virtues and values of dispersed power centers as a criterion of safeguarding individual and local liberties. Therefore, the literature will provide an in-depth exploration of the continuous arguments concerning state powers versus federal powers while including critical and relevant court cases and the extent to which the Constitution has seemingly directed the nation in competing directions.

Federal political systems may largely differ from various perceptions and points of view, but they may at most share similar characteristics, principles, and policies. For instance, the relationship established or otherwise developed within a federal structure may arise from the written constitution. In this context, the federal rapport must be enhanced, and directly confirmed through the continuous agreement of unions, usually expressed through written communication (Cameron et al. 5). The constitution acts as the foundation to federalism in this case because it outlines the structural procedures, criteria, processes, and terms in which power is divided or otherwise shared. Because the constitution can only be altered by extraordinary structural procedures, it acts as the main subject or point of reference when sharing national powers. The constitution is highly differential, not only contracting between the rulers and those ruled, but also through its ultimate consideration and integration of people, the general government, and the states which form the federal entity.

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Non-centralization is another perspective or ground from which federalism may sprout, stem or develop. The existing political system must express an extensive reflection of the constitution by gradually diffusing power among several and substantially self-governing bodies. The system in which power is gradually drawn out from the main entity may be largely termed non-centralization. Otherwise, this form of power-sharing ensures that authorities exercising political powers cannot be consumed or taken away by the state's governments without common established consent (Cameron et al. 8). The attributes of maintaining a non-centralized state are that all constituent polities in the specific federal system must express equality in population and wealth and must show geographical balance. Lastly, the other element of a federal governmental system is the division of power that ensures complete neutrality and equality in representing distinct groups and their interests in the federal government. The objective is to use the various divisions to secure local independence and representation for the numerous diverse groups within the specific civil society. The benefits of this element are immeasurable in the context that they allow the complete representation of new interests of the various groups in an ever-changing world. Federalism may result in dual or cooperative systems in which power is shared among the states and the federal government within such constructs. Dual federalism is a political plan or an organization in which central powers are distributed between the central and state governments, in precise terms, and with the state government implementing such powers following the adopted policies without any intrusion from the central government. It is distinct from cooperative federalism, in which the central and state bodies cooperate on policies and the extensive interdependence of the two governmental bodies.

In the United States of America, federalism was a highly critical and highly influential political undertaking, which arose from the intense discontent of the people with the existing Articles of Confederation. Due to the high power exhibited by the federal government, Americans saw the need to limit such authority, and it was from such concerns that federalism arose. The association was highly supported through the response made by the Shays' Rebellion of 1786, which consisted of Massachusetts farmers. The rebellion, which was encouraged by the deprived economy, generated by the incapacity of the central government to act efficiently with the American Revolution debt, formed a solid foundation and exerted significant effort to the development of federalism (Cameron et al. 5). After the civil war, the central government overly elevated its effect on the lives of American citizens and broadened its size to state governments. The increased influence was triggered by the need to regulate corporations, industries, and individual businesses that traversed state borders, the increased efforts to protect civil rights, and the need to elevate the delivery of public services. With such interest, the central government did not acquire any essential policies until the Supreme Court accepted the Sherman Antitrust Act.

The Great American depression marked a spontaneous end to the existing dual federalism while continually leading to a shift that created a strong national government. During this era, the New Deal policies proposed by President Roosevelt reached more United States individuals than they had before (Lamb et al. 22). While the Supreme Court rejected such economic proposals, the president proposed the appointment of new Supreme Court justices for all sitting justices who were 70 years and above. The appointment of such justices would transform the earlier verdicts in approval of Roosevelt’s policies. With the increased cooperation within all levels of the government to establish the New Deal policies as a result of the pressure exerted on the national government, the local governments and state entities earned an increase in power and authority, to an equivalent stand with the other categories because the central government extensively relied on political strategies at the states legislatures (Bulman-Pozen, Jessica 4). These happenings constituted the ground forces and policies that led to a critical push of federalism and its enormous transformations under the expansive change of policies. The great concern of protecting the rights of minority groups while gradually giving states the authority to independently control their individual affairs promoted the growth and transformation of federalism.

The American political forum has overly and continuously argued the share of power and authority between the central and state governments in the recent past. The question of how authority should be divided between the two governmental entities, the federal government and the states, has extensively characterized American politics for over a century. For instance, the issue was debated by delegates during the Constitutional convention that occurred in Philadelphia in 1787, was also argued during the ratification period by Federalist and Anti-federalist, and has been debated ever since by the two major political parties. The argument has been the basis of American politics, in that elections have been won and lost regarding the same debate. For instance, the Constitutional Convention was called upon to expand the existing powers and authorities of the federal government as they had previously existed within the Articles of Confederation. The federation's objective was to scrutinize in the way of addressing the various problems of a weaker central government and elevate its existing status to a more powerful entity.

The United States constitutional reforms, which developed as a result of the convention, established a federal government that had more particular powers, which foresaw its improvement in terms of authority compared to the state governments. Specifically, the policies instructed the improvement of criteria related to relations with foreign governments. Within the transformed federal structure, many of the responsibilities and duties related to foreign affairs were placed under the authority of the executive branch. At the same time, significant powers, including treaty ratification, remained under the legislative bodies (Cameron et al. 21). Within the Articles of Confederation, the central government was extensively barred from conducting various foreign policies, primarily because of its inability to adopt laws and regulations countering various individual states' interests. In their effort to solve such challenges, as well as to difficulties arising from the payment of Revolutionary debts, a model was established based on a series of checks and balances through division of the central authority among the three arms of the government. In the broader struggle over power-sharing between the federal and state governments, the Constitutional Convention enhanced the power of the federal government while limiting states' powers in foreign affairs (Bulman-Pozen, Jessica 4). Some of the powers limited included ex post facto laws and obligations contracts.

The anti-federalist opposition to the proposed ratification of the Constitution is an excellent illustration of the extensive discussions and arguments that have prevailed regarding the share of powers between federal and state governments. The primary argument was that the Constitution was offering too much power to the federal government while continually drawing away too much power from state governments. The complaint was that the federal government was giving itself more and more powers. It was intensely overpowering in the state governments where local communities and the basic needs and desires of the people were highly represented. The anti-federalist complaint about the Supremacy Clause established that the federal constitution and the federal laws should take superiority over states' laws and constitutions (Lamb et al. 25). Similarly, they also complained about the complete powers accorded to the American president, the numerous policies that had given much power to Congress, and the six-year terms to American senators. Those proposing the ratification were the federalists, who included many prominent political figures such as John Jay, James Madison, and Alexander Hamilton, and who had earlier participated in writing the Federalist Papers. Such a federalist has seen the states as threatening the growth and development of commerce through the high imposition of tariffs, policies, and regulations on businesses, thus creating a threat to private property. The federalist foresaw a strong federal government as a significant aspect of the wellness of the America, as the leader of the world (Cameron et al. 18). As a compromise essential to encourage ratification, Federalists joined and agreed to propose a Bill of Rights to limit the existing powers of the federal government continually and to bring a recognition that the powers not given to the states are respectively held in reserve to the people.

Another discussion and argument erupted during the Presidency of George Washington. They entailed the issue of states' rights, which were transformed after the Supreme Court expressed its opinion in Georgia, stating that states would be sued in a federal court of law for any damages done by their citizens to other states. In response, the legislature of Georgia passed a resolution that declared "hanging without the benefit of clergy" for anyone who tried to enforce such a policy. State officials in Georgia were not the only people shocked by the Chisholm decision, which led to a ruling through the 11th Amendment, which overruled the court’s verdict and restricted the power of the federal government courts in hearing similar cases in the future. The discussion heightened arguments on the criterion in which the federal government was trying to overly exercise its powers, even to the extent of intimidating state governments (Lamb et al. 12). Questions were raised on the degree of its powers and the procedures of their enactment concerning those of state governments. Similarly, the American Civil War was also triggered by similar arguments and was fought due to the question of power-sharing between the federal and state governments.

The main concern was whether the states had the right to regulate and protect the institution of slavery. After the war, the ratification of the 14th Amendment created the imposition of significant regulations on the powers of the American states to protect the lives of persons within their jurisdiction. On various occasions, and within the 20th and 21st centuries, the court has occasionally turned down the 14th Amendment, primarily through its Bill of Rights doctrine, which illustrates power over people's lives. The turndown of the 14th Amendment has been triggered by the interest to overturn various state laws that barred the rights of criminal defendants, members of racial and ethnic minorities, and private owners. The court has, in the recent past, found more restrictions imposed by the federal government on the state governments and, most significantly, the Commerce Clause, which, after examination, was found to be a positive grant of power to Congress while continually limiting the authority of the states to regulate commerce and business operations within their particular states. (Lamb et al. 7). Recently, the court has understood the limits to the authority and powers of the congress, and has offered a new understanding to the 10th Amendment and expanded the doctrine of state sovereign immunity expressed in the 11th Amendment.

Considering the above arguments and discussions related to the share of powers between federal and state governments, the fight over who has high authority over the other in specific attributes has been overly expressed even in contemporary society. With the increased understanding of law and regulations, particularly in the federal and state courts, more clashes between the federal and state governments have been heating up in recent years. For instance, former President Donald Trump and his administration have had clashes between the federal and state governments. The administration claimed maximum power to the executive branch in periods changed to the states in concerns regarded as part of federal government responsibilities. Most of these clashes arose as conflicts set by the COVID-19 era when President Trump threatened to block state governors from shutting down schools and businesses to prevent the contacting of coronavirus (Lamb et al. 4). The former president, who represented the federal government, also clashed with the state over the federal stockpile regarding personal protective gear in the battle towards eradicating the pandemic. The conflict was based on whether states should have access to protective equipment and who was responsible for equipping hospitals and health centers. Upon these power disputes, the president did not support the conservative federalist views in accordance with the interpretation of the 10th Amendment. As per the 10th Amendment, these kinds of shared powers under dispute show that the biggest share of powers belongs to the state governments, with limited power given to the national government. The Amendment states that "Powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people."

The most prevalent conflicts and current clashes of power between state and federal governments regarding consumers and investors include the financial technology regulations. The regulations encompass money transmitters, virtual currency licenses, and app-driven mobile consumer platforms, which are not covered by federal regulatory frameworks. Considering that technology companies may be required to submit operational licenses at the federal and state levels, the challenge arises as to which government has the power to offer such documentation. There are numerous court cases regarding the same, and such tensions are most likely to continue as long as the federal government is not proactive in adopting regulations in areas such as fintech. Cybersecurity and data privacy regulations are other areas resulting in clashes between the federal and state governments. Despite the continued calls for a common regulation to correspond to the "General Directive on Privacy Regulation," the United States of America has not yet adopted a national data privacy or cybersecurity law. In the absence of a comprehensive federal law, which has been the center of concern in the last centuries, various states, including New York and California, have proposed and established their laws with a broad reach of businesses operating in the specific states (Cameron et al. 15). Fiduciary rules regarding financial advisors and Antitrust regulations are among other areas that have created conflicts, arguments and a clash of power between the federal and state governments in the United States of America. For instance, such arguments and discussions might continue to prevail in the coming years, considering that the federal government is unwilling to give out any existing powers to the state governments.

The most prominent United States constitutional contradiction lies within the supremacy clause, which prohibits states from interfering with the constitutional exercise of power by the federal government and from assuming functions solely delegated to the federal government. It is extensively acknowledged that the Constitution authorizes state courts to evaluate and invalidate any state laws that conflict with federal statutes. At the same time, notable commentators and judges have aggressively maintained that courts have no power to undertake a serious evaluation of the constitutionality of federal statutes, which seemingly surpass the scope of Congress's allocated powers (Lamb et al. 32). In this context, the existing constitutional structure protects the states to reduce the need to review various federal powers. Still, it does not establish or provide any comparable safeguards to prevent the states from interfering with the states' federal privileges. In a much contrary manner, the Supremacy Clause establishes regulation of the court's decision in adjudicating the responsibilities and duties of entities under state and federal law. The kind of contradiction within the Supremacy Clause has led to a struggle for power, which has, in turn, given rise to extensive discussions and arguments relating to which of the two governments has power over the other in reviewing the constitutionality of state laws. Thus, the conflict has aggressively continued, leading to various court cases where state courts find unworthy or otherwise unconstitutional mandates accorded to the federal government.

With the current struggle for power between the state and federal governments, the constitution needs to be reviewed to ascertain the constitutionality of rights, responsibilities, and duties according to the state and federal governments. The question should not target who has more power than the other, but should reflect the constitutional share of powers as established in Article IV of the Constitution, which establishes the responsibilities of the states to one another and those of the federal government towards the states. Because the United States of America has already adopted the federalism system of government, governmental power should be continually and constitutionality divided vertically and horizontally, among the three branches of the government, which comprise the legislature, the executive and the judiciary and vertically between all levels of national and sub-national government (Lamb et al. 17). In this context, if power is shared following such structure and with utmost reference to the laws stated within the constitution, the existing conflict and struggle of power will be eradicated. However, this is possible if the contradicting sections or laws of the constitution are effectively dealt with to enhance a structural system that does not contradict the federal and state governments regarding their constitutional share of powers.

The federalism form of government has, over the years, acted as a backbone to the American government and a critical element to the constitutional needs of the American citizens. With the structural division of power, the system has ensured that the burden of ruling is structurally divided to enhance and maintain the efficiency and effectiveness of performance by the government to its citizens. Structurally, the federalism form of government has enhanced policies and laws at the state level. By allowing the state governments to operate independently of each other, different sets of laws and policies are developed, and the most effective in solving problems are implemented even in other states. At the national level (Bulman-Pozen Jessica, pg. 3), federalism has been key in solving the problems encountered by the people through increased citizen participation. In this context, the ruling system has positioned states governments in a more responsible position to citizen needs. Because the government has been placed closer to the citizens, the government is more likely to respond to the needs of its citizens. In consideration, despite the various challenges arising from the conflict of power between federal and state governments, federalism has been a key step in America, and ultimately, to the citizens it serves.

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Works Cited

  1. Cameron, Maxwell A., and Tulia G. Falleti. "Federalism and the subnational separation of powers." Publius: The Journal of Federalism 35.2 (2005): 245-271.
  2. Lamb, Charles M., and Jacob R. Neiheisel. Constitutional Landmarks: Supreme Court Decisions on Separation of Powers, Federalism, and Economic Rights. Springer Nature, 2020.
  3. Bulman-Pozen, Jessica. "Federalism as a Safeguard of the Separation of Powers." Colum. L. Rev. 112 (2012): 459.